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Banach space

A Banach space is a normed vector space in which every Cauchy sequence converges to an element of the space.

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A Banach space is a normed vector space that is complete: every Cauchy sequence converges, in the norm, to an element of the space. Banach spaces are central objects of functional analysis, providing a setting for studying infinite-dimensional spaces of functions and sequences. Completeness makes it possible to construct elements through convergent approximations without leaving the chosen space. (ocw.mit.edu)

Definition and completeness

Let XX be a vector space over the real numbers or complex numbers. A norm is a function x↦∥x∥x\mapsto\|x\| taking nonnegative real values and satisfying

∥x∥=0  ⟺  x=0,∥λx∥=∣λ∣∥x∥,∥x+y∥≤∥x∥+∥y∥.\|x\|=0\iff x=0,\qquad \|\lambda x\|=|\lambda|\|x\|,\qquad \|x+y\|\leq\|x\|+\|y\|.

The last condition is the triangle inequality. The norm defines a metric by

d(x,y)=∥x−y∥.d(x,y)=\|x-y\|.

The pair (X,∥⋅∥)(X,\|\cdot\|) is a Banach space precisely when this metric makes XX a complete metric space. Explicitly, if for every ε>0\varepsilon>0 there is an NN such that ∥xn−xm∥<ε\|x_n-x_m\|<\varepsilon whenever n,m≥Nn,m\geq N, then some x∈Xx\in X satisfies ∥xn−x∥→0\|x_n-x\|\to0. (ocw.mit.edu)

An equivalent criterion is that every absolutely convergent vector series converges: whenever

∑n=1∞∥un∥<∞,\sum_{n=1}^{\infty}\|u_n\|<\infty,

the partial sums of ∑nun\sum_nu_n converge in XX. This criterion translates a question about vector convergence into one about a numerical series. (bpb-us-w2.wpmucdn.com)

Standard examples

Every normed space of finite dimension over the real or complex numbers is complete. Thus Rn\mathbb R^n and Cn\mathbb C^n are Banach spaces with any norm, not only the Euclidean norm. (ocw.mit.edu)

Important infinite-dimensional examples include:

  • Continuous-function spaces. The space C([a,b])C([a,b]) of continuous functions on a compact interval is complete under

    ∥f∥∞=sup⁡t∈[a,b]∣f(t)∣.\|f\|_\infty=\sup_{t\in[a,b]}|f(t)|.

    Convergence in this norm is uniform convergence.

  • Sequence spaces. For 1≤p<∞1\leq p<\infty, the space ℓp\ell^p consists of sequences satisfying ∑n∣xn∣p<∞\sum_n|x_n|^p<\infty, with norm (∑n∣xn∣p)1/p(\sum_n|x_n|^p)^{1/p}. The space ℓ∞\ell^\infty of bounded sequences is complete under the supremum norm. (ocw.mit.edu)

  • Integrable-function spaces. The LpL^p spaces, for 1≤p≤∞1\leq p\leq\infty, are Banach spaces. Their elements identify measurable functions that agree almost everywhere. For finite pp, the norm is defined using the Lebesgue integral:

    ∥f∥p=(∫∣f∣p dμ)1/p.\|f\|_p=\left(\int|f|^p\,d\mu\right)^{1/p}.

    For p=∞p=\infty, the norm is the essential supremum. (bpb-us-w2.wpmucdn.com)

Every Hilbert space is a Banach space whose norm comes from an inner product. The converse is false: general Banach norms need not have this additional geometric structure. (bpb-us-w2.wpmucdn.com)

Dependence on the norm and basic constructions

Completeness concerns the chosen norm, not merely the underlying vector space. For example, C([0,1])C([0,1]) is complete in the supremum norm but incomplete in the norm ∫01∣f(t)∣ dt\int_0^1|f(t)|\,dt. Continuous approximations to a step function can be Cauchy in the latter norm without converging to any continuous function. Equivalent norms, however, preserve completeness. (ocw.mit.edu)

A linear subspace of a Banach space is complete in the inherited norm exactly when it is closed. If MM is closed, the quotient space X/MX/M is Banach with

∥x+M∥=inf⁡m∈M∥x−m∥.\|x+M\|=\inf_{m\in M}\|x-m\|.

Without closedness, this expression may vanish on a nonzero coset. (ocw.mit.edu)

Every normed space has a completion that carries compatible vector operations and an extended norm, producing a Banach space. Nevertheless, completeness does not imply compactness: the closed unit ball of a normed space is compact in the norm topology exactly when the space is finite-dimensional. (ocw.mit.edu)

Operators and duality

A linear map T:X→YT:X\to Y between normed spaces is continuous exactly when it is bounded, meaning

∥Tx∥≤C∥x∥\|Tx\|\leq C\|x\|

for some constant CC. Its operator norm is

∥T∥=sup⁡∥x∥≤1∥Tx∥.\|T\|=\sup_{\|x\|\leq1}\|Tx\|.

The space of bounded linear maps X→YX\to Y is Banach whenever YY is Banach, even if XX is incomplete. (live.ocw.mit.edu)

The continuous dual space X∗X^* consists of bounded scalar-valued linear functionals, with the operator norm. It is always Banach. The canonical map into the bidual,

J:X→X∗∗,J(x)(f)=f(x),J:X\to X^{**},\qquad J(x)(f)=f(x),

is an isometric embedding. A Banach space is called reflexive when this map is onto. Reflexivity is stronger than completeness; for example, the Banach space of sequences tending to zero, with the supremum norm, is not reflexive. (live.ocw.mit.edu)

Fundamental theorems

Several major results organize Banach-space theory:

  • The Hahn–Banach theorem extends a bounded linear functional from a subspace to the whole normed space without increasing its norm. Completeness is not required.
  • The uniform boundedness principle states that a pointwise bounded family of bounded linear operators with Banach domain has uniformly bounded operator norms. (ocw.mit.edu)
  • The open mapping theorem states that a bounded, surjective linear operator between Banach spaces is open. Consequently, a bounded bijective linear operator has a bounded inverse.
  • The closed graph theorem states that an everywhere-defined linear operator between Banach spaces is bounded if its graph is closed in the product space. (ocw.mit.edu)

Completeness also supports the fixed-point theorem for a contraction mapping: successive iteration converges to a unique fixed point on a complete metric space. Applied to suitable function spaces, this gives existence and uniqueness results for differential equations. (ocw.mit.edu)